Unclaimed Profile

Susan Katz

KATZ FAMILY FINANCIAL ADVISORS, LLC·ALEXANDRIA, Virginia

Series 7, Series 66Clean record22 years registeredKATZ FAMILY FINANCIAL ADVISORS, LLC

3307 DUKE STREET, ALEXANDRIA, VA 22314-4522CRD# 2037771Firm CRD# 133600

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Katz · ALEXANDRIA, VA

Registration

CRD #2037771 · KATZ FAMILY FINANCIAL ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

INTEGRATED ADVISORS NETWORK LLC

Jul 2019 – present

KATZ FAMILY FINANCIAL ADVISORS, LLC

Mar 2005 – Aug 2019

ISSAQUAH, WA

UBS FINANCIAL SERVICES INC.

May 2004 – Mar 2005

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 12, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KATZ FAMILY FINANCIAL ADVISORS, LLC

CRD 133600 · SEC 801-81034

AUM

$81M

Regulatory assets under management

Employees

310 client accounts

Services offered by KATZ FAMILY FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KATZ FAMILY FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Susan Katz offer?

Susan Katz specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ALEXANDRIA, Virginia for a consultation.

What are Susan Katz's credentials?

Susan Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Katz located?

Susan Katz is based in ALEXANDRIA, Virginia, working with KATZ FAMILY FINANCIAL ADVISORS, LLC. Their office serves clients in the ALEXANDRIA metropolitan area and surrounding communities.

How does Susan Katz charge for services?

Susan Katz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KATZ FAMILY FINANCIAL ADVISORS, LLC?

KATZ FAMILY FINANCIAL ADVISORS, LLC has approximately 3 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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