Unclaimed Profile

Lawrence Wolfred Katz

KATZ FAMILY FINANCIAL ADVISORS, LLC·ALEXANDRIA, Virginia

Series 00, Series 1, Series 4, Series 63, Series 6530 years registeredKATZ FAMILY FINANCIAL ADVISORS, LLC

3307 DUKE STREET, ALEXANDRIA, VA 22314-4522CRD# 265049Firm CRD# 133600

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lawrence Wolfred Katz · ALEXANDRIA, VA

Registration

CRD #265049 · KATZ FAMILY FINANCIAL ADVISORS, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KATZ FAMILY FINANCIAL ADVISORS, LLC

KATZ FAMILY FINANCIAL ADVISORS, LLC

Mar 2005 – Feb 2024

REHOBOTH BEACH, DE

UBS FINANCIAL SERVICES INC.

Sep 1995 – Mar 2005

BETHESDA, MD

Registrations & Exams

FINRA examinations passed

Series 00

Series 1

Series 4

Series 63

Series 65

Registration record

First registered · September 13, 1995

Years registered · 30

Disclosure History

1996Customer Dispute·Award / Judgment

1973Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KATZ FAMILY FINANCIAL ADVISORS, LLC

CRD 133600 · SEC 801-81034

AUM

$81M

Regulatory assets under management

Employees

310 client accounts

Services offered by KATZ FAMILY FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KATZ FAMILY FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Lawrence Wolfred Katz offer?

Lawrence Wolfred Katz specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Lawrence Wolfred Katz's credentials?

Lawrence Wolfred Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lawrence Wolfred Katz located?

Lawrence Wolfred Katz is based in ALEXANDRIA, Virginia, last registered with KATZ FAMILY FINANCIAL ADVISORS, LLC.

How does Lawrence Wolfred Katz charge for services?

Lawrence Wolfred Katz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KATZ FAMILY FINANCIAL ADVISORS, LLC?

KATZ FAMILY FINANCIAL ADVISORS, LLC has approximately 3 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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