Unclaimed Profile

Paul Edward Roberts

RWM CAPITAL, LLC·SUGAR LAND, Texas

Series 65Clean record9 years registeredRWM CAPITAL, LLC

1650 HIGHWAY 6, SUGAR LAND, TX 77478CRD# 6776722Firm CRD# 310635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Edward Roberts · SUGAR LAND, TX

Registration

CRD #6776722 · RWM CAPITAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

RWM CAPITAL, LLC

May 2023 – present

FOUNDATIONS INVESTMENT ADVISORS LLC

Apr 2017 – Oct 2024

Pensacola, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 27, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RWM CAPITAL, LLC

CRD 310635 · SEC 801-119513

AUM

$108M

Regulatory assets under management

Employees

1,585 client accounts

Services offered by RWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Edward Roberts offer?

Paul Edward Roberts specializes in Financial Planning, Investment Management. Contact their office in SUGAR LAND, Texas for a consultation.

What are Paul Edward Roberts's credentials?

Paul Edward Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Edward Roberts located?

Paul Edward Roberts is based in SUGAR LAND, Texas, working with RWM CAPITAL, LLC. Their office serves clients in the SUGAR LAND metropolitan area and surrounding communities.

How does Paul Edward Roberts charge for services?

Paul Edward Roberts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RWM CAPITAL, LLC?

RWM CAPITAL, LLC has approximately 27 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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