Unclaimed Profile

Chung Wu

CHUNG WU INVESTMENT GROUP, LLC·SUGAR LAND, Texas

Series 7, Series 24, Series 31, Series 63, Series 6523 years registeredCHUNG WU INVESTMENT GROUP, LLC

1415 LAKE POINTE PARKWAY, SUGAR LAND, TX 77478CRD# 3175511Firm CRD# 170362

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chung Wu · SUGAR LAND, TX

Registration

CRD #3175511 · CHUNG WU INVESTMENT GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CHUNG WU INVESTMENT GROUP, LLC

Apr 2014 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2010 – Apr 2014

SUGAR LAND, TX

WELLS FARGO ADVISORS, LLC

Jan 2008 – May 2010

SUGAR LAND, TX

A. G. EDWARDS & SONS, INC.

Jul 2002 – Jan 2008

SUGAR LAND, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · July 19, 2002

Years registered · 23

Disclosure History

2001Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CHUNG WU INVESTMENT GROUP, LLC

CRD 170362 · SEC 801-130266

AUM

$110M

Regulatory assets under management

Employees

202 client accounts

Services offered by CHUNG WU INVESTMENT GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CHUNG WU INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Chung Wu offer?

Chung Wu specializes in Investment Management, Fee-Only Advisory. Contact their office in SUGAR LAND, Texas for a consultation.

What are Chung Wu's credentials?

Chung Wu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chung Wu located?

Chung Wu is based in SUGAR LAND, Texas, working with CHUNG WU INVESTMENT GROUP, LLC. Their office serves clients in the SUGAR LAND metropolitan area and surrounding communities.

How does Chung Wu charge for services?

Chung Wu's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHUNG WU INVESTMENT GROUP, LLC?

CHUNG WU INVESTMENT GROUP, LLC has approximately 2 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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