Unclaimed Profile

April Rochelle Roberts

RWM CAPITAL, LLC·SUGAR LAND, Texas

Series 65Clean record17 years registeredRWM CAPITAL, LLC

1650 HIGHWAY 6, SUGAR LAND, TX 77478CRD# 5657855Firm CRD# 310635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

April Rochelle Roberts · SUGAR LAND, TX

Registration

CRD #5657855 · RWM CAPITAL, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RWM CAPITAL, LLC

RWM CAPITAL, LLC

Sep 2020 – Dec 2024

SUGAR LAND, TX

UX WEALTH PARTNERS LLC

Jun 2020 – Dec 2020

SUGAR LAND, TX

AE WEALTH MANAGEMENT, LLC

Apr 2017 – Jun 2020

Sugar Land, TX

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

May 2015 – Apr 2017

HOUSTON, TX

HORTER INVESTMENT MANAGEMENT, LLC

Oct 2010 – May 2015

SUGAR LAND, TX

WOODSTOCK FINANCIAL GROUP, INC.

Jul 2009 – Nov 2010

BILOXI, MS

HORTER INVESTMENT MANAGEMENT, LLC

Apr 2009 – Jul 2009

BILOXI, MS

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 8, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RWM CAPITAL, LLC

CRD 310635 · SEC 801-119513

AUM

$108M

Regulatory assets under management

Employees

1,585 client accounts

Services offered by RWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does April Rochelle Roberts offer?

April Rochelle Roberts specializes in Financial Planning, Investment Management.

What are April Rochelle Roberts's credentials?

April Rochelle Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is April Rochelle Roberts located?

April Rochelle Roberts is based in SUGAR LAND, Texas, last registered with RWM CAPITAL, LLC.

How does April Rochelle Roberts charge for services?

April Rochelle Roberts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RWM CAPITAL, LLC?

RWM CAPITAL, LLC has approximately 27 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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