Unclaimed Profile

Paul Edward Roberts

RWM CAPITAL, LLC·SUGAR LAND, Texas

Series 6, Series 7, Series 63, Series 6622 years registeredRWM CAPITAL, LLC

1650 HIGHWAY 6, SUGAR LAND, TX 77478CRD# 2022469Firm CRD# 310635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Edward Roberts · SUGAR LAND, TX

Registration

CRD #2022469 · RWM CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RWM CAPITAL, LLC

RWM CAPITAL, LLC

Oct 2020 – Dec 2024

SUGAR LAND, TX

AE WEALTH MANAGEMENT, LLC

May 2017 – Oct 2020

LEAGUE CITY, TX

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

May 2015 – May 2017

LEAGUE CITY, TX

HORTER INVESTMENT MANAGEMENT, LLC

Oct 2010 – May 2015

BILOXI, MS

WOODSTOCK FINANCIAL GROUP, INC.

Jun 2009 – Nov 2010

BILOXI, MS

HORTER INVESTMENT MANAGEMENT, LLC

Dec 2007 – Jul 2009

GULFPORT, MS

USA WEALTH MANAGEMENT LLC

Aug 2007 – Dec 2007

GULFPORT, MS

ING FINANCIAL PARTNERS, INC

Feb 2007 – Jul 2007

WINDSOR, CT

FSC SECURITIES CORPORATION

Dec 2003 – Feb 2005

BILOXI, MS

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · December 12, 2003

Years registered · 22

Disclosure History

2010Customer Dispute·Closed-No Action

2002Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RWM CAPITAL, LLC

CRD 310635 · SEC 801-119513

AUM

$108M

Regulatory assets under management

Employees

1,585 client accounts

Services offered by RWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Edward Roberts offer?

Paul Edward Roberts specializes in Financial Planning, Investment Management.

What are Paul Edward Roberts's credentials?

Paul Edward Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Edward Roberts located?

Paul Edward Roberts is based in SUGAR LAND, Texas, last registered with RWM CAPITAL, LLC.

How does Paul Edward Roberts charge for services?

Paul Edward Roberts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RWM CAPITAL, LLC?

RWM CAPITAL, LLC has approximately 27 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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