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Mark Dixon Snelling

SWEETWATER FINANCIAL ADVISORS, LLC·SUGAR LAND, Texas
Series 7, Series 63Clean record24 years registeredSWEETWATER FINANCIAL ADVISORS, LLC
4665 SWEETWATER BLVD., SUGAR LAND, TX 77479CRD# 1824437Firm CRD# 118372

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Dixon Snelling · SUGAR LAND, TX
Registration
CRD #1824437 · SWEETWATER FINANCIAL ADVISORS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

SWEETWATER FINANCIAL ADVISORS, LLC
Jan 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · January 4, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SWEETWATER FINANCIAL ADVISORS, LLC
CRD 118372 · SEC 801-62459
AUM
$48M
Regulatory assets under management
Employees
4
253 client accounts
Services offered by SWEETWATER FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SWEETWATER FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Mark Dixon Snelling offer?
Mark Dixon Snelling specializes in Financial Planning, Investment Management. Contact their office in SUGAR LAND, Texas for a consultation.
What are Mark Dixon Snelling's credentials?
Mark Dixon Snelling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Dixon Snelling located?
Mark Dixon Snelling is based in SUGAR LAND, Texas, working with SWEETWATER FINANCIAL ADVISORS, LLC. Their office serves clients in the SUGAR LAND metropolitan area and surrounding communities.
How does Mark Dixon Snelling charge for services?
Mark Dixon Snelling's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWEETWATER FINANCIAL ADVISORS, LLC?
SWEETWATER FINANCIAL ADVISORS, LLC has approximately 4 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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David Bryan Teel
SUGAR LAND, TX

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