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Marsha Riley

RILEY PRIVATE CLIENT LLC·SOUTHLAKE, Texas
Unclaimed Profile
700 N CARROLL AVE, SOUTHLAKE, TX 76092CRD# 7749653Firm CRD# 310313
01

About

Marsha Riley is a registered financial advisor based in SOUTHLAKE, Texas, affiliated with RILEY PRIVATE CLIENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
RILEY PRIVATE CLIENT LLC
RILEY PRIVATE CLIENT LLC
AUM
$65M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at RILEY PRIVATE CLIENT LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: REFERRAL FEES
Regulatory
SEC/IARD CRD# 7749653
Firm CRD# 310313
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Marsha Riley offer?
Marsha Riley specializes in Financial Planning, Investment Management. Contact their office in SOUTHLAKE, Texas for a consultation.
What are Marsha Riley's credentials?
Marsha Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marsha Riley located?
Marsha Riley is based in SOUTHLAKE, Texas, working with RILEY PRIVATE CLIENT LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.
How does Marsha Riley charge for services?
Marsha Riley's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RILEY PRIVATE CLIENT LLC?
RILEY PRIVATE CLIENT LLC has approximately 4 employees and manages $65M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
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Research
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