Unclaimed Profile

Francine Barrett

RILEY PRIVATE CLIENT LLC·SOUTHLAKE, Texas

Clean recordRILEY PRIVATE CLIENT LLC

700 N CARROLL AVE, SOUTHLAKE, TX 76092CRD# 7749644Firm CRD# 310313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Francine Barrett · SOUTHLAKE, TX

Registration

CRD #7749644 · RILEY PRIVATE CLIENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Francine Barrett is a registered financial advisor based in SOUTHLAKE, Texas, affiliated with RILEY PRIVATE CLIENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

RILEY PRIVATE CLIENT LLC

AUM

$65M

Regulatory assets under management

Employees

Total firm employees

View all advisors at RILEY PRIVATE CLIENT LLC →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Other: REFERRAL FEES

Regulatory

SEC/IARD CRD# 7749644

Firm CRD# 310313

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Francine Barrett offer?

Francine Barrett specializes in Financial Planning, Investment Management. Contact their office in SOUTHLAKE, Texas for a consultation.

What are Francine Barrett's credentials?

Francine Barrett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Francine Barrett located?

Francine Barrett is based in SOUTHLAKE, Texas, working with RILEY PRIVATE CLIENT LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.

How does Francine Barrett charge for services?

Francine Barrett's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RILEY PRIVATE CLIENT LLC?

RILEY PRIVATE CLIENT LLC has approximately 4 employees and manages $65M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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