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Douglas Hanson Jones

RILEY PRIVATE CLIENT LLC·SOUTHLAKE, Texas
Unclaimed Profile
700 N CARROLL AVE, SOUTHLAKE, TX 76092CRD# 5677992Firm CRD# 310313
01

About

Douglas Hanson Jones is a registered financial advisor based in SOUTHLAKE, Texas, affiliated with RILEY PRIVATE CLIENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
RILEY PRIVATE CLIENT LLC
RILEY PRIVATE CLIENT LLC
AUM
$65M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at RILEY PRIVATE CLIENT LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: REFERRAL FEES
Regulatory
SEC/IARD CRD# 5677992
Firm CRD# 310313
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Douglas Hanson Jones offer?
Douglas Hanson Jones specializes in Financial Planning, Investment Management. Contact their office in SOUTHLAKE, Texas for a consultation.
What are Douglas Hanson Jones's credentials?
Douglas Hanson Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Hanson Jones located?
Douglas Hanson Jones is based in SOUTHLAKE, Texas, working with RILEY PRIVATE CLIENT LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.
How does Douglas Hanson Jones charge for services?
Douglas Hanson Jones's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RILEY PRIVATE CLIENT LLC?
RILEY PRIVATE CLIENT LLC has approximately 4 employees and manages $65M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
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