RILEY PRIVATE CLIENT LLC

SOUTHLAKE, Texas·6 registered advisors·CRD# 310313
SEC# 801-1214671817-870-4680
01

Firm Overview

AUM
$65M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
6
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Other: REFERRAL FEES
03

Specialties

Financial PlanningInvestment Management
04

Advisors at RILEY PRIVATE CLIENT LLC

6 registered advisors
Clarion Hadleigh Hess
SOUTHLAKE, Texas
Douglas Hanson Jones
SOUTHLAKE, Texas
Francine Barrett
SOUTHLAKE, Texas
Marsha Riley
SOUTHLAKE, Texas
Michael Cohen
SOUTHLAKE, Texas
William Eugene Riley
SOUTHLAKE, Texas
05

Office Locations

SOUTHLAKE, Texas
6 advisors

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Data sourced from SEC Form ADV filings. RILEY PRIVATE CLIENT LLC (CRD# 310313) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.