RILEY PRIVATE CLIENT LLC

SOUTHLAKE, Texas·3 registered advisors·CRD# 310313
SEC# 801-1214671817-870-4680
01

Firm Overview

AUM
$65M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Other: REFERRAL FEES
03

Specialties

Financial PlanningInvestment Management
04

Advisors at RILEY PRIVATE CLIENT LLC

3 registered advisors
Clarion Hadleigh Hess
SOUTHLAKE, Texas
Douglas Hanson Jones
SOUTHLAKE, Texas
CFP
William Eugene Riley
SOUTHLAKE, Texas
ChFC
05

Office Locations

SOUTHLAKE, Texas
3 advisors

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Data sourced from SEC Form ADV filings. RILEY PRIVATE CLIENT LLC (CRD# 310313) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.