Unclaimed Profile

Stewart Embry Fields

OPENAIR FINANCIAL, LLC·SOUTHLAKE, Texas

SIE, Series 6, Series 7, Series 63, Series 65Clean record14 years registeredOPENAIR FINANCIAL, LLC

280 MIRON DRIVE, SOUTHLAKE, TX 76092CRD# 5881621Firm CRD# 300362

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stewart Embry Fields · SOUTHLAKE, TX

Registration

CRD #5881621 · OPENAIR FINANCIAL, LLC · 14 years registered

Brand Profile

Not yet started

Career History

OPENAIR FINANCIAL, LLC

Mar 2019 – present

LAKE POINT WEALTH MANAGEMENT, LLC

May 2016 – Apr 2019

HEATH, TX

360 WEALTH MANAGEMENT, LLC

Sep 2014 – Sep 2015

DALLAS, TX

UNITED CAPITAL FINANCIAL ADVISERS

Feb 2013 – Jul 2014

IRVING, TX

LPL FINANCIAL LLC

Sep 2011 – Nov 2011

IRVING, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 29, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPENAIR FINANCIAL, LLC

CRD 300362 · SEC 801-127377

AUM

$183M

Regulatory assets under management

Employees

833 client accounts

Services offered by OPENAIR FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OPENAIR FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Stewart Embry Fields offer?

Stewart Embry Fields specializes in Financial Planning, Investment Management. Contact their office in SOUTHLAKE, Texas for a consultation.

What are Stewart Embry Fields's credentials?

Stewart Embry Fields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stewart Embry Fields located?

Stewart Embry Fields is based in SOUTHLAKE, Texas, working with OPENAIR FINANCIAL, LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.

How does Stewart Embry Fields charge for services?

Stewart Embry Fields's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPENAIR FINANCIAL, LLC?

OPENAIR FINANCIAL, LLC has approximately 7 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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