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Stephen Brooks Nelson

MILLS WEALTH ADVISORS, LLC·SOUTHLAKE, Texas
SIE, Series 6, Series 63CFPClean record8 years registeredMILLS WEALTH ADVISORS, LLC
1207 S. WHITE CHAPEL BLVD, SOUTHLAKE, TX 76092CRD# 6129809Firm CRD# 159251

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Brooks Nelson · SOUTHLAKE, TX
Registration
CRD #6129809 · MILLS WEALTH ADVISORS, LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

MILLS WEALTH ADVISORS, LLC
Apr 2018 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Registration record
First registered · April 13, 2018
Years registered · 8
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MILLS WEALTH ADVISORS, LLC
CRD 159251 · SEC 801-110251
AUM
$346M
Regulatory assets under management
Employees
6
1,537 client accounts
Services offered by MILLS WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at MILLS WEALTH ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Stephen Brooks Nelson offer?
Stephen Brooks Nelson specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SOUTHLAKE, Texas for a consultation.
What are Stephen Brooks Nelson's credentials?
Stephen Brooks Nelson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Stephen Brooks Nelson located?
Stephen Brooks Nelson is based in SOUTHLAKE, Texas, working with MILLS WEALTH ADVISORS, LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.
How does Stephen Brooks Nelson charge for services?
Stephen Brooks Nelson's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MILLS WEALTH ADVISORS, LLC?
MILLS WEALTH ADVISORS, LLC has approximately 6 employees and manages $346M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MILLS WEALTH ADVISORS, LLC

Michael Alan Mills
SOUTHLAKE, TX
CFP

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