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Thomas Nathan Jencks

SANDERS MORRIS HARRIS LLC·HOUSTON, Texas
SIE, Series 27, Series 99Clean recordSANDERS MORRIS HARRIS LLC
600 TRAVIS, HOUSTON, TX 77002-3003CRD# 4927046Firm CRD# 20580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Nathan Jencks · HOUSTON, TX
Registration
CRD #4927046 · SANDERS MORRIS HARRIS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SANDERS MORRIS LLC
CRD 20580 · SEC 801-66300
AUM
$820M
Regulatory assets under management
Employees
28
729 client accounts
Services offered by SANDERS MORRIS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SANDERS MORRIS LLC →
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Frequently Asked Questions

What services does Thomas Nathan Jencks offer?
Thomas Nathan Jencks specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Thomas Nathan Jencks's credentials?
Thomas Nathan Jencks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Nathan Jencks located?
Thomas Nathan Jencks is based in HOUSTON, Texas, working with SANDERS MORRIS HARRIS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Thomas Nathan Jencks charge for services?
Thomas Nathan Jencks's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANDERS MORRIS HARRIS LLC?
SANDERS MORRIS HARRIS LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SANDERS MORRIS HARRIS LLC

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Aaron Ray Rowe
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George Lester Ball
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Michael Robert Schaps
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Arthur Haag Sherman
HOUSTON, TX
Paul Douglas Lyons
HOUSTON, TX
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