Unclaimed Profile

Stephen Gerard Hines

AMEGY INVESTMENTS, INC.·HOUSTON, Texas

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record22 years registeredAMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027-3421CRD# 1178269Firm CRD# 120145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Gerard Hines · HOUSTON, TX

Registration

CRD #1178269 · AMEGY INVESTMENTS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMEGY INVESTMENTS, INC.

U.S. CAPITAL WEALTH ADVISORS, LLC

Jun 2021 – Dec 2024

AUSTIN, TX

USCA RIA LLC

Jan 2016 – Jun 2021

HOUSTON, TX

LPL FINANCIAL LLC

Oct 2015 – Feb 2016

HOUSTON, TX

AMEGY INVESTMENTS, INC.

Jan 2004 – Dec 2015

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · January 7, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMEGY INVESTMENTS, INC.

CRD 120145 · SEC 801-61121

AUM

$2.0B

Regulatory assets under management

Employees

186 client accounts

Services offered by AMEGY INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AMEGY INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Gerard Hines offer?

Stephen Gerard Hines specializes in Investment Management, Wealth Management.

What are Stephen Gerard Hines's credentials?

Stephen Gerard Hines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Gerard Hines located?

Stephen Gerard Hines is based in HOUSTON, Texas, last registered with AMEGY INVESTMENTS, INC..

How does Stephen Gerard Hines charge for services?

Stephen Gerard Hines's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMEGY INVESTMENTS, INC.?

AMEGY INVESTMENTS, INC. has approximately 36 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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