Unclaimed Profile

Robert Francis Jennings

AMEGY INVESTMENTS, INC.·HOUSTON, Texas

SIE, Series 6TO, Series 7, Series 63, Series 65Clean record22 years registeredAMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027-3421CRD# 1838484Firm CRD# 120145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Francis Jennings · HOUSTON, TX

Registration

CRD #1838484 · AMEGY INVESTMENTS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

ONEDIGITAL

Jun 2024 – present

LPL FINANCIAL LLC

Nov 2015 – Aug 2024

THE WOODLANDS, TX

AMEGY INVESTMENTS, INC.

Feb 2004 – Dec 2015

THE WOODLANDS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 63

Series 65

Registration record

First registered · February 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMEGY INVESTMENTS, INC.

CRD 120145 · SEC 801-61121

AUM

$2.0B

Regulatory assets under management

Employees

186 client accounts

Services offered by AMEGY INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AMEGY INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Francis Jennings offer?

Robert Francis Jennings specializes in Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Robert Francis Jennings's credentials?

Robert Francis Jennings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Francis Jennings located?

Robert Francis Jennings is based in HOUSTON, Texas, working with AMEGY INVESTMENTS, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Robert Francis Jennings charge for services?

Robert Francis Jennings's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMEGY INVESTMENTS, INC.?

AMEGY INVESTMENTS, INC. has approximately 36 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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