Unclaimed Profile

Rosalie Janise Paul

AMEGY INVESTMENTS, INC.·HOUSTON, Texas

SIE, Series 6, Series 7, Series 24, Series 26, Series 63ChFCClean record20 years registeredAMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027-3421CRD# 2217903Firm CRD# 120145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rosalie Janise Paul · HOUSTON, TX

Registration

CRD #2217903 · AMEGY INVESTMENTS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMEGY INVESTMENTS, INC.

ZIONS CAPITAL ADVISORS, INC.

Apr 2018 – Dec 2019

Houston, TX

AMEGY INVESTMENTS, INC.

Dec 2005 – Apr 2016

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Registration record

First registered · December 5, 2005

Years registered · 20

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMEGY INVESTMENTS, INC.

CRD 120145 · SEC 801-61121

AUM

$2.0B

Regulatory assets under management

Employees

186 client accounts

Services offered by AMEGY INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AMEGY INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Rosalie Janise Paul offer?

Rosalie Janise Paul specializes in Investment Management, Wealth Management.

What are Rosalie Janise Paul's credentials?

Rosalie Janise Paul holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Rosalie Janise Paul located?

Rosalie Janise Paul is based in HOUSTON, Texas, last registered with AMEGY INVESTMENTS, INC..

How does Rosalie Janise Paul charge for services?

Rosalie Janise Paul's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMEGY INVESTMENTS, INC.?

AMEGY INVESTMENTS, INC. has approximately 36 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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