Unclaimed Profile

Scott Edward Chapa

AMEGY INVESTMENTS, INC.·HOUSTON, Texas

SIE, Series 7, Series 63, Series 66CFAClean record22 years registeredAMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027-3421CRD# 4309262Firm CRD# 120145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Edward Chapa · HOUSTON, TX

Registration

CRD #4309262 · AMEGY INVESTMENTS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Jan 2026 – present

ZIONS CAPITAL ADVISORS, INC.

Jan 2016 – Aug 2017

Houston, TX

AMEGY INVESTMENTS, INC.

Jul 2004 – Dec 2015

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · July 22, 2004

Years registered · 22

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMEGY INVESTMENTS, INC.

CRD 120145 · SEC 801-61121

AUM

$2.0B

Regulatory assets under management

Employees

186 client accounts

Services offered by AMEGY INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AMEGY INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Edward Chapa offer?

Scott Edward Chapa specializes in Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Scott Edward Chapa's credentials?

Scott Edward Chapa holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Scott Edward Chapa located?

Scott Edward Chapa is based in HOUSTON, Texas, working with AMEGY INVESTMENTS, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Scott Edward Chapa charge for services?

Scott Edward Chapa's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMEGY INVESTMENTS, INC.?

AMEGY INVESTMENTS, INC. has approximately 36 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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