Unclaimed Profile

Leslie Bernard Jallans

NEXT FINANCIAL GROUP, INC.·HOUSTON, Texas

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record23 years registeredNEXT FINANCIAL GROUP, INC.

2500 WILCREST, HOUSTON, TX 77042CRD# 1298338Firm CRD# 46214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Leslie Bernard Jallans · HOUSTON, TX

Registration

CRD #1298338 · NEXT FINANCIAL GROUP, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Sep 2014 – Sep 2023

HOUSTON, TX

SANDERS MORRIS HARRIS INC.

Sep 2008 – Apr 2014

HOUSTON, TX

STANFORD GROUP COMPANY

Oct 2007 – Sep 2008

HOUSTON, TX

AMERICAN GENERAL SECURITIES INCORPORATED

May 2004 – Oct 2007

HOUSTON, TX

AMERICAN GENERAL SECURITIES INCORPORATED

Aug 2003 – Nov 2003

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · August 8, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEXT FINANCIAL GROUP, INC.

CRD 46214 · SEC 801-56786

AUM

$3.5B

Regulatory assets under management

Employees

613

17,352 client accounts

Services offered by NEXT FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEXT FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Leslie Bernard Jallans offer?

Leslie Bernard Jallans specializes in Financial Planning, Investment Management, Wealth Management.

What are Leslie Bernard Jallans's credentials?

Leslie Bernard Jallans is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Leslie Bernard Jallans located?

Leslie Bernard Jallans is based in HOUSTON, Texas, last registered with NEXT FINANCIAL GROUP, INC..

How does Leslie Bernard Jallans charge for services?

Leslie Bernard Jallans's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar/workshop attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXT FINANCIAL GROUP, INC.?

NEXT FINANCIAL GROUP, INC. has approximately 613 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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