Unclaimed Profile

Cary Joel Sr Cowan

NEXT FINANCIAL GROUP, INC.·HOUSTON, Texas

SIE, Series 1, Series 7TO, Series 24, Series 51, Series 63, Series 82TOCFP ChFC23 years registeredNEXT FINANCIAL GROUP, INC.

2500 WILCREST, HOUSTON, TX 77042CRD# 601492Firm CRD# 46214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cary Joel Sr Cowan · HOUSTON, TX

Registration

CRD #601492 · NEXT FINANCIAL GROUP, INC. · 23 years registered

Brand Profile

Not yet started

Career History

ARCH GLOBAL ADVISORS, LLC

Jun 2023 – present

CADARET GRANT & CO INC

Apr 2023 – Jul 2025

St. Augustine, FL

NEXT FINANCIAL GROUP, INC.

Jun 2003 – Apr 2023

ST. AUGUSTINE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 51

Series 63

Series 82TO

Registration record

First registered · June 17, 2003

Years registered · 23

Professional designations · CFP, ChFC

Disclosure History

2023Customer Dispute·Settled

2005Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEXT FINANCIAL GROUP, INC.

CRD 46214 · SEC 801-56786

AUM

$3.5B

Regulatory assets under management

Employees

613

17,352 client accounts

Services offered by NEXT FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEXT FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Cary Joel Sr Cowan offer?

Cary Joel Sr Cowan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Cary Joel Sr Cowan's credentials?

Cary Joel Sr Cowan holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Cary Joel Sr Cowan located?

Cary Joel Sr Cowan is based in HOUSTON, Texas, working with NEXT FINANCIAL GROUP, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Cary Joel Sr Cowan charge for services?

Cary Joel Sr Cowan's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar/workshop attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXT FINANCIAL GROUP, INC.?

NEXT FINANCIAL GROUP, INC. has approximately 613 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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