Unclaimed Profile

David Lee Holtz

NEXT FINANCIAL GROUP, INC.·HOUSTON, Texas

SIE, Series 1, Series 6TO, Series 7, Series 22TO, Series 24, Series 63, Series 65CFPClean record19 years registeredNEXT FINANCIAL GROUP, INC.

2500 WILCREST, HOUSTON, TX 77042CRD# 826629Firm CRD# 46214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Holtz · HOUSTON, TX

Registration

CRD #826629 · NEXT FINANCIAL GROUP, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Mar 2007 – Dec 2022

ALTOONA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 6TO

Series 7

Series 22TO

Series 24

Series 63

Series 65

Registration record

First registered · March 2, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEXT FINANCIAL GROUP, INC.

CRD 46214 · SEC 801-56786

AUM

$3.5B

Regulatory assets under management

Employees

613

17,352 client accounts

Services offered by NEXT FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEXT FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does David Lee Holtz offer?

David Lee Holtz specializes in Financial Planning, Investment Management, Wealth Management.

What are David Lee Holtz's credentials?

David Lee Holtz holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Lee Holtz located?

David Lee Holtz is based in HOUSTON, Texas, last registered with NEXT FINANCIAL GROUP, INC..

How does David Lee Holtz charge for services?

David Lee Holtz's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar/workshop attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXT FINANCIAL GROUP, INC.?

NEXT FINANCIAL GROUP, INC. has approximately 613 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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