Unclaimed Profile

Arthur Daniel Farr

NEXT FINANCIAL GROUP, INC.·HOUSTON, Texas

SIE, Series 4, Series 6, Series 7, Series 24, Series 26, Series 31, Series 52TO, Series 53, Series 63, Series 65Clean record23 years registeredNEXT FINANCIAL GROUP, INC.

2500 WILCREST, HOUSTON, TX 77042CRD# 1136927Firm CRD# 46214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Daniel Farr · HOUSTON, TX

Registration

CRD #1136927 · NEXT FINANCIAL GROUP, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEXT FINANCIAL GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Mar 2017 – Jul 2024

Atlanta, GA

NEXT FINANCIAL GROUP, INC.

Nov 2007 – Mar 2017

ATLANTA, GA

FMB ADVISORS, LLC

Feb 2007 – Dec 2016

ATLANTA, GA

NEXT FINANCIAL GROUP, INC.

Jan 2003 – Jan 2007

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 26

Series 31

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · January 22, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEXT FINANCIAL GROUP, INC.

CRD 46214 · SEC 801-56786

AUM

$3.5B

Regulatory assets under management

Employees

613

17,352 client accounts

Services offered by NEXT FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEXT FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Arthur Daniel Farr offer?

Arthur Daniel Farr specializes in Financial Planning, Investment Management, Wealth Management.

What are Arthur Daniel Farr's credentials?

Arthur Daniel Farr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Daniel Farr located?

Arthur Daniel Farr is based in HOUSTON, Texas, last registered with NEXT FINANCIAL GROUP, INC..

How does Arthur Daniel Farr charge for services?

Arthur Daniel Farr's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar/workshop attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXT FINANCIAL GROUP, INC.?

NEXT FINANCIAL GROUP, INC. has approximately 613 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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