Unclaimed Profile

Heather Delgado

CAZ INVESTMENTS L.P.·HOUSTON, Texas

Series 6, Series 26, Series 65Clean record11 years registeredCAZ INVESTMENTS L.P.

ONE RIVERWAY, HOUSTON, TX 77056CRD# 3204233Firm CRD# 113931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heather Delgado · HOUSTON, TX

Registration

CRD #3204233 · CAZ INVESTMENTS L.P. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAZ INVESTMENTS L.P.

CAZ INVESTMENTS L.P.

Jul 2015 – Jan 2021

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 65

Registration record

First registered · July 6, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAZ INVESTMENTS L.P.

CRD 113931 · SEC 801-60606

AUM

$6.4B

Regulatory assets under management

Employees

8,044 client accounts

Services offered by CAZ INVESTMENTS L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CAZ INVESTMENTS L.P. →

Introduction

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Frequently Asked Questions

What services does Heather Delgado offer?

Heather Delgado specializes in Investment Management, Retirement Planning, Wealth Management.

What are Heather Delgado's credentials?

Heather Delgado is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heather Delgado located?

Heather Delgado is based in HOUSTON, Texas, last registered with CAZ INVESTMENTS L.P..

How does Heather Delgado charge for services?

Heather Delgado's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAZ INVESTMENTS L.P.?

CAZ INVESTMENTS L.P. has approximately 48 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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