Unclaimed Profile

Joseph Jerome Ceasar

CAZ INVESTMENTS L.P.·HOUSTON, Texas

Series 7, Series 63, Series 65Clean record21 years registeredCAZ INVESTMENTS L.P.

ONE RIVERWAY, HOUSTON, TX 77056CRD# 4710017Firm CRD# 113931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Jerome Ceasar · HOUSTON, TX

Registration

CRD #4710017 · CAZ INVESTMENTS L.P. · 21 years registered

Brand Profile

Not yet started

Career History

11 FINANCIAL

Jan 2025 – present

11 FINANCIAL

Nov 2022 – Dec 2024

Lufkin, TX

SEMITA ASSET MANAGEMENT

Jun 2015 – Feb 2021

HOUSTON, TX

INVESTORS OF THE KINGDOM LLC

May 2015 – Jul 2017

LUFKIN, TX

CAZ INVESTMENTS L.P.

Sep 2011 – Jul 2015

HOUSTON, TX

INROADS CAPITAL MANAGEMENT LLC

Jul 2010 – Oct 2011

HOUSTON, TX

CHASE INVESTMENT SERVICES CORP.

Jul 2005 – Mar 2006

HOUSTON, TX

BANC ONE SECURITIES CORPORATION

Apr 2005 – Jul 2005

CYPRESS, TX

CITIGROUP GLOBAL MARKETS INC.

Nov 2004 – Apr 2005

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 1, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAZ INVESTMENTS L.P.

CRD 113931 · SEC 801-60606

AUM

$6.4B

Regulatory assets under management

Employees

8,044 client accounts

Services offered by CAZ INVESTMENTS L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CAZ INVESTMENTS L.P. →

Introduction

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Frequently Asked Questions

What services does Joseph Jerome Ceasar offer?

Joseph Jerome Ceasar specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Joseph Jerome Ceasar's credentials?

Joseph Jerome Ceasar is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Jerome Ceasar located?

Joseph Jerome Ceasar is based in HOUSTON, Texas, working with CAZ INVESTMENTS L.P.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Joseph Jerome Ceasar charge for services?

Joseph Jerome Ceasar's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAZ INVESTMENTS L.P.?

CAZ INVESTMENTS L.P. has approximately 48 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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