Unclaimed Profile

Christopher Alan Zook

CAZ INVESTMENTS L.P.·HOUSTON, Texas

Series 3, Series 7, Series 63, Series 6524 years registeredCAZ INVESTMENTS L.P.

ONE RIVERWAY, HOUSTON, TX 77056CRD# 2125318Firm CRD# 113931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Alan Zook · HOUSTON, TX

Registration

CRD #2125318 · CAZ INVESTMENTS L.P. · 24 years registered

Brand Profile

Not yet started

Career History

CAZ INVESTMENTS REGISTERED ADVISER LLC

Nov 2023 – present

CAZ INVESTMENTS L.P.

Aug 2001 – present

INROADS CAPITAL MANAGEMENT LLC

Jan 2010 – Oct 2011

HOUSTON, TX

CAZ/INROADS GROUP, L.L.C.

Jul 2008 – Dec 2010

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · August 16, 2001

Years registered · 24

Disclosure History

2003Customer Dispute·Denied

2001Customer Dispute·Closed-No Action

1993Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAZ INVESTMENTS L.P.

CRD 113931 · SEC 801-60606

AUM

$6.4B

Regulatory assets under management

Employees

8,044 client accounts

Services offered by CAZ INVESTMENTS L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CAZ INVESTMENTS L.P. →

Introduction

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Frequently Asked Questions

What services does Christopher Alan Zook offer?

Christopher Alan Zook specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Christopher Alan Zook's credentials?

Christopher Alan Zook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Alan Zook located?

Christopher Alan Zook is based in HOUSTON, Texas, working with CAZ INVESTMENTS L.P.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Christopher Alan Zook charge for services?

Christopher Alan Zook's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAZ INVESTMENTS L.P.?

CAZ INVESTMENTS L.P. has approximately 48 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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