Unclaimed Profile

Mark Charles Wade

CAZ INVESTMENTS L.P.·HOUSTON, Texas

Series 65Clean record10 years registeredCAZ INVESTMENTS L.P.

ONE RIVERWAY, HOUSTON, TX 77056CRD# 6674971Firm CRD# 113931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Charles Wade · HOUSTON, TX

Registration

CRD #6674971 · CAZ INVESTMENTS L.P. · 10 years registered

Brand Profile

Not yet started

Career History

CAZ INVESTMENTS L.P.

Jul 2016 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 28, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAZ INVESTMENTS L.P.

CRD 113931 · SEC 801-60606

AUM

$6.4B

Regulatory assets under management

Employees

8,044 client accounts

Services offered by CAZ INVESTMENTS L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CAZ INVESTMENTS L.P. →

Introduction

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Frequently Asked Questions

What services does Mark Charles Wade offer?

Mark Charles Wade specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Mark Charles Wade's credentials?

Mark Charles Wade is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Charles Wade located?

Mark Charles Wade is based in HOUSTON, Texas, working with CAZ INVESTMENTS L.P.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Mark Charles Wade charge for services?

Mark Charles Wade's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAZ INVESTMENTS L.P.?

CAZ INVESTMENTS L.P. has approximately 48 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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