Unclaimed Profile

Marc Jonathan Sharpe

CAZ INVESTMENTS L.P.·HOUSTON, Texas

SIE, Series 7, Series 66, Series 79TOClean record19 years registeredCAZ INVESTMENTS L.P.

ONE RIVERWAY, HOUSTON, TX 77056CRD# 2605241Firm CRD# 113931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Jonathan Sharpe · HOUSTON, TX

Registration

CRD #2605241 · CAZ INVESTMENTS L.P. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAZ INVESTMENTS L.P.

CAZ INVESTMENTS L.P.

Sep 2013 – Dec 2015

HOUSTON, TX

GALAPAGOS PARTNERS, L.P.

May 2007 – Apr 2009

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 79TO

Registration record

First registered · May 4, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAZ INVESTMENTS L.P.

CRD 113931 · SEC 801-60606

AUM

$6.4B

Regulatory assets under management

Employees

8,044 client accounts

Services offered by CAZ INVESTMENTS L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CAZ INVESTMENTS L.P. →

Introduction

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Frequently Asked Questions

What services does Marc Jonathan Sharpe offer?

Marc Jonathan Sharpe specializes in Investment Management, Retirement Planning, Wealth Management.

What are Marc Jonathan Sharpe's credentials?

Marc Jonathan Sharpe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Jonathan Sharpe located?

Marc Jonathan Sharpe is based in HOUSTON, Texas, last registered with CAZ INVESTMENTS L.P..

How does Marc Jonathan Sharpe charge for services?

Marc Jonathan Sharpe's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAZ INVESTMENTS L.P.?

CAZ INVESTMENTS L.P. has approximately 48 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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