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David William Block

SANDERS MORRIS, LLC·HOUSTON, Texas
SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 99TOClean recordSANDERS MORRIS, LLC
600 TRAVIS, HOUSTON, TX 77002-3003CRD# 2327799Firm CRD# 20580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David William Block · HOUSTON, TX
Registration
CRD #2327799 · SANDERS MORRIS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 57TO
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SANDERS MORRIS LLC
CRD 20580 · SEC 801-66300
AUM
$820M
Regulatory assets under management
Employees
28
729 client accounts
Services offered by SANDERS MORRIS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SANDERS MORRIS LLC →
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04

Frequently Asked Questions

What services does David William Block offer?
David William Block specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are David William Block's credentials?
David William Block is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David William Block located?
David William Block is based in HOUSTON, Texas, working with SANDERS MORRIS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does David William Block charge for services?
David William Block's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANDERS MORRIS, LLC?
SANDERS MORRIS, LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SANDERS MORRIS, LLC

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Aaron Ray Rowe
HOUSTON, TX
George Lester Ball
HOUSTON, TX
Michael Robert Schaps
HOUSTON, TX
Arthur Haag Sherman
HOUSTON, TX
Paul Douglas Lyons
HOUSTON, TX
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