Unclaimed Profile

Thomas Milton Crain

OXBOW ADVISORS, LLC·CORPUS CHRISTI, Texas

Series 65Clean record14 years registeredOXBOW ADVISORS, LLC

800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401CRD# 5956732Firm CRD# 156393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Milton Crain · CORPUS CHRISTI, TX

Registration

CRD #5956732 · OXBOW ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

OXBOW ADVISORS, LLC

Mar 2014 – present

HERNDON PLANT OAKLEY LTD

Jan 2012 – Apr 2015

CORPUS CHRISTI, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 16, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXBOW ADVISORS, LLC

CRD 156393 · SEC 801-72387

AUM

$1.9B

Regulatory assets under management

Employees

1,527 client accounts

Services offered by OXBOW ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OXBOW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Milton Crain offer?

Thomas Milton Crain specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CORPUS CHRISTI, Texas for a consultation.

What are Thomas Milton Crain's credentials?

Thomas Milton Crain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Milton Crain located?

Thomas Milton Crain is based in CORPUS CHRISTI, Texas, working with OXBOW ADVISORS, LLC. Their office serves clients in the CORPUS CHRISTI metropolitan area and surrounding communities.

How does Thomas Milton Crain charge for services?

Thomas Milton Crain's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXBOW ADVISORS, LLC?

OXBOW ADVISORS, LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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