Unclaimed Profile

Ray Leon Powell

OXBOW ADVISORS, LLC·CORPUS CHRISTI, Texas

SIE, Series 7, Series 63, Series 66Clean record15 years registeredOXBOW ADVISORS, LLC

800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401CRD# 3221452Firm CRD# 156393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ray Leon Powell · CORPUS CHRISTI, TX

Registration

CRD #3221452 · OXBOW ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OXBOW ADVISORS, LLC

ADVISOR RESEARCH PARTNERS, LLC

Feb 2015 – Dec 2016

DENTON, TX

OXBOW ADVISORS, LLC

Jun 2011 – Nov 2014

CORPUS CHRISTI, TX

HERNDON PLANT OAKLEY LTD

Jun 2011 – Nov 2014

CORPUS CHRISTI, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · June 13, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXBOW ADVISORS, LLC

CRD 156393 · SEC 801-72387

AUM

$1.9B

Regulatory assets under management

Employees

1,527 client accounts

Services offered by OXBOW ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OXBOW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ray Leon Powell offer?

Ray Leon Powell specializes in Financial Planning, Investment Management, Wealth Management.

What are Ray Leon Powell's credentials?

Ray Leon Powell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ray Leon Powell located?

Ray Leon Powell is based in CORPUS CHRISTI, Texas, last registered with OXBOW ADVISORS, LLC.

How does Ray Leon Powell charge for services?

Ray Leon Powell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXBOW ADVISORS, LLC?

OXBOW ADVISORS, LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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