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HERNDON PLANT OAKLEY LTD
HERNDON PLANT OAKLEY LTD
CORPUS CHRISTI, Texas
·
3 registered advisors
·
CRD# 44971
SEC# 801-55675
361-888-7611
01
Firm Overview
AUM
$59M
Regulatory assets under management
Employees
10
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at HERNDON PLANT OAKLEY LTD
3 registered advisors
David James Downey
CORPUS CHRISTI, Texas
CRD# 1691777
Phillip Michael Plant
CORPUS CHRISTI, Texas
CRD# 364393
Russell Brent Herndon
CORPUS CHRISTI, Texas
CRD# 243993
05
Office Locations
CORPUS CHRISTI, Texas
3 advisors
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Data sourced from SEC Form ADV filings. HERNDON PLANT OAKLEY LTD (CRD# 44971) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.