Unclaimed Profile

Barry Lloyd Brauchi

OXBOW ADVISORS, LLC·AUSTIN, Texas

SIE, Series 7, Series 66CFPClean record22 years registeredOXBOW ADVISORS, LLC

500 WEST 5TH STREET, SUITE 1205, AUSTIN, TX 78701CRD# 4699093Firm CRD# 156393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barry Lloyd Brauchi · AUSTIN, TX

Registration

CRD #4699093 · OXBOW ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

OXBOW ADVISORS, LLC

Sep 2016 – present

SYNTAL CAPITAL PARTNERS, LLC

May 2012 – Aug 2016

MIDLAND, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2004 – May 2012

MIDLAND, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 1, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXBOW ADVISORS, LLC

CRD 156393 · SEC 801-72387

AUM

$1.9B

Regulatory assets under management

Employees

1,527 client accounts

Services offered by OXBOW ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OXBOW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Barry Lloyd Brauchi offer?

Barry Lloyd Brauchi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Barry Lloyd Brauchi's credentials?

Barry Lloyd Brauchi holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Barry Lloyd Brauchi located?

Barry Lloyd Brauchi is based in AUSTIN, Texas, working with OXBOW ADVISORS, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Barry Lloyd Brauchi charge for services?

Barry Lloyd Brauchi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXBOW ADVISORS, LLC?

OXBOW ADVISORS, LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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