Unclaimed Profile

Pat Henry Swanson

OXBOW ADVISORS, LLC·CORPUS CHRISTI, Texas

SIE, Series 2, Series 7TO, Series 24, Series 63, Series 65CFAClean record32 years registeredOXBOW ADVISORS, LLC

800 NORTH SHORELINE BLVD, CORPUS CHRISTI, TX 78401CRD# 2374789Firm CRD# 156393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pat Henry Swanson · CORPUS CHRISTI, TX

Registration

CRD #2374789 · OXBOW ADVISORS, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OXBOW ADVISORS, LLC

OXBOW ADVISORS, LLC

Mar 2015 – Jul 2019

CORPUS CHRISTI, TX

KING INVESTMENT ADVISORS, INC.

Apr 1994 – Nov 2015

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · April 14, 1994

Years registered · 32

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXBOW ADVISORS, LLC

CRD 156393 · SEC 801-72387

AUM

$1.9B

Regulatory assets under management

Employees

1,527 client accounts

Services offered by OXBOW ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OXBOW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Pat Henry Swanson offer?

Pat Henry Swanson specializes in Financial Planning, Investment Management, Wealth Management.

What are Pat Henry Swanson's credentials?

Pat Henry Swanson holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Pat Henry Swanson located?

Pat Henry Swanson is based in CORPUS CHRISTI, Texas, last registered with OXBOW ADVISORS, LLC.

How does Pat Henry Swanson charge for services?

Pat Henry Swanson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXBOW ADVISORS, LLC?

OXBOW ADVISORS, LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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