Unclaimed Profile

Stephen Adler Frohsin

WOODMONT INVESTMENT COUNSEL, LLC·NASHVILLE, Tennessee

Series 7, Series 63, Series 6526 years registeredWOODMONT INVESTMENT COUNSEL, LLC

3825 BEDFORD AVE, NASHVILLE, TN 37215CRD# 2955350Firm CRD# 109779

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Adler Frohsin · NASHVILLE, TN

Registration

CRD #2955350 · WOODMONT INVESTMENT COUNSEL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

WOODMONT INVESTMENT COUNSEL, LLC

Jul 2004 – present

UBS FINANCIAL SERVICES INC.

Aug 2000 – Jul 2004

NASHVILLE, TN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · August 14, 2000

Years registered · 26

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WOODMONT INVESTMENT COUNSEL, LLC

CRD 109779 · SEC 801-57961

AUM

$1.4B

Regulatory assets under management

Employees

1,299 client accounts

Services offered by WOODMONT INVESTMENT COUNSEL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WOODMONT INVESTMENT COUNSEL, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Adler Frohsin offer?

Stephen Adler Frohsin specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NASHVILLE, Tennessee for a consultation.

What are Stephen Adler Frohsin's credentials?

Stephen Adler Frohsin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Adler Frohsin located?

Stephen Adler Frohsin is based in NASHVILLE, Tennessee, working with WOODMONT INVESTMENT COUNSEL, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.

How does Stephen Adler Frohsin charge for services?

Stephen Adler Frohsin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WOODMONT INVESTMENT COUNSEL, LLC?

WOODMONT INVESTMENT COUNSEL, LLC has approximately 11 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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