Unclaimed Profile

Rege Scott Eisaman

INTEROCEAN CAPITAL GROUP, LLC·NASHVILLE, Tennessee

Series 2, Series 7, Series 63, Series 65Clean record25 years registeredINTEROCEAN CAPITAL GROUP, LLC

150 4TH AVENUE NORTH, NASHVILLE, TN 37219CRD# 2402314Firm CRD# 310369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rege Scott Eisaman · NASHVILLE, TN

Registration

CRD #2402314 · INTEROCEAN CAPITAL GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

May 2024 – present

INTEROCEAN CAPITAL

Oct 2020 – Jul 2024

NASHVILLE, TN

INTEROCEAN CAPITAL, LLC

Nov 2005 – Oct 2020

CHICAGO, IL

MORGAN STANLEY

Jul 2001 – Nov 2005

RIVERWOODS, IL

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 63

Series 65

Registration record

First registered · July 18, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEROCEAN CAPITAL GROUP, LLC

CRD 310369 · SEC 801-119431

AUM

$5.8B

Regulatory assets under management

Employees

8,042 client accounts

Services offered by INTEROCEAN CAPITAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEROCEAN CAPITAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Rege Scott Eisaman offer?

Rege Scott Eisaman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.

What are Rege Scott Eisaman's credentials?

Rege Scott Eisaman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rege Scott Eisaman located?

Rege Scott Eisaman is based in NASHVILLE, Tennessee, working with INTEROCEAN CAPITAL GROUP, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.

How does Rege Scott Eisaman charge for services?

Rege Scott Eisaman's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with our affiliates, frs (see schedule d). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEROCEAN CAPITAL GROUP, LLC?

INTEROCEAN CAPITAL GROUP, LLC has approximately 40 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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