Unclaimed Profile

Michael Joshua Carlin

INTEROCEAN CAPITAL GROUP, LLC·NASHVILLE, Tennessee

SIE, Series 7, Series 24, Series 31, Series 63, Series 6525 years registeredINTEROCEAN CAPITAL GROUP, LLC

150 4TH AVENUE NORTH, NASHVILLE, TN 37219CRD# 2790229Firm CRD# 310369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Joshua Carlin · NASHVILLE, TN

Registration

CRD #2790229 · INTEROCEAN CAPITAL GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

May 2024 – present

INTEROCEAN CAPITAL

Jul 2022 – Jul 2024

Scottsdale, AZ

HENRY + HORNE WEALTH MANAGEMENT

Dec 2017 – Jul 2022

SCOTTSDALE, AZ

INDEPENDENT FINANCIAL GROUP, LLC

Mar 2006 – Jul 2019

SCOTTSDALE, AZ

AXIOM ADVISORY SERVICES, LLC

Aug 2005 – Dec 2007

SCOTTSDALE, AZ

ROYAL ALLIANCE ASSOCIATES, INC.

Jan 2004 – Mar 2006

SCOTTSDALE, AZ

VESTAX SECURITIES CORPORATION

Mar 2001 – Jan 2004

WORCESTER, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · March 18, 2001

Years registered · 25

Disclosure History

2012Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTEROCEAN CAPITAL GROUP, LLC

CRD 310369 · SEC 801-119431

AUM

$5.8B

Regulatory assets under management

Employees

8,042 client accounts

Services offered by INTEROCEAN CAPITAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEROCEAN CAPITAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Joshua Carlin offer?

Michael Joshua Carlin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.

What are Michael Joshua Carlin's credentials?

Michael Joshua Carlin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Joshua Carlin located?

Michael Joshua Carlin is based in NASHVILLE, Tennessee, working with INTEROCEAN CAPITAL GROUP, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.

How does Michael Joshua Carlin charge for services?

Michael Joshua Carlin's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with our affiliates, frs (see schedule d). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEROCEAN CAPITAL GROUP, LLC?

INTEROCEAN CAPITAL GROUP, LLC has approximately 40 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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