Unclaimed Profile

Iii Eldon Thoma

LOCALSHARES, INC.·NASHVILLE, Tennessee

Series 7, Series 6620 years registeredLOCALSHARES, INC.

618 CHURCH STREET, NASHVILLE, TN 37219CRD# 4884158Firm CRD# 167944

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Iii Eldon Thoma · NASHVILLE, TN

Registration

CRD #4884158 · LOCALSHARES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LOCALSHARES, INC.

LINSCO/PRIVATE LEDGER CORP.

Aug 2005 – Mar 2006

SHELBYVILLE, TN

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · August 16, 2005

Years registered · 20

Disclosure History

2007Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LOCALSHARES INVESTMENTS, LLC

CRD 167944 · SEC 801-78202

AUM

$8M

Regulatory assets under management

Employees

1 client accounts

Services offered by LOCALSHARES INVESTMENTS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at LOCALSHARES INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Iii Eldon Thoma offer?

Iii Eldon Thoma specializes in Investment Management, Fee-Only Advisory.

What are Iii Eldon Thoma's credentials?

Iii Eldon Thoma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Iii Eldon Thoma located?

Iii Eldon Thoma is based in NASHVILLE, Tennessee, last registered with LOCALSHARES, INC..

How does Iii Eldon Thoma charge for services?

Iii Eldon Thoma's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCALSHARES, INC.?

LOCALSHARES, INC. has approximately 2 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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