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Brandon R. Littleton

FORM ADVISORY GROUP LLC·NASHVILLE, Tennessee
SIE, Series 7, Series 63, Series 6613 years registeredFORM ADVISORY GROUP LLC
501 UNION STREET, NASHVILLE, TN 37219CRD# 5970632Firm CRD# 299524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brandon R. Littleton · NASHVILLE, TN
Registration
CRD #5970632 · FORM ADVISORY GROUP LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: FORM ADVISORY GROUP LLC
FAM FINANCIAL GROUP
Jan 2020 – Nov 2021
FRANKLIN, TN
FORM ADVISORY GROUP LLC
Jul 2019 – Dec 2019
NASHVILLE, TN
FIFTH THIRD SECURITIES, INC.
Nov 2016 – Jan 2018
BRENTWOOD, TN
AMERIVEST INVESTMENT MANAGEMENT, LLC
Jul 2016 – Oct 2016
Brentwood, TN
TD AMERITRADE, INC.
Jul 2016 – Oct 2016
BRENTWOOD, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2014 – Jul 2016
BRENTWOOD, TN
CURIAN CAPITAL, LLC
Apr 2013 – May 2014
FRANKLIN, TN
EDWARD JONES
Feb 2013 – Mar 2013
GOODLETTSVILLE, TN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 66
Registration record
First registered · February 11, 2013
Years registered · 13
03

Disclosure History

2020Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
FORM ADVISORY GROUP LLC
CRD 299524 · SEC 801-118044
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
Services offered by FORM ADVISORY GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FORM ADVISORY GROUP LLC →
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05

Frequently Asked Questions

What services does Brandon R. Littleton offer?
Brandon R. Littleton specializes in Financial Planning, Investment Management.
What are Brandon R. Littleton's credentials?
Brandon R. Littleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brandon R. Littleton located?
Brandon R. Littleton is based in NASHVILLE, Tennessee, last registered with FORM ADVISORY GROUP LLC.
How does Brandon R. Littleton charge for services?
Brandon R. Littleton's firm is compensated through percentage of aum, other: ongoing financial planning subscription. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FORM ADVISORY GROUP LLC?
FORM ADVISORY GROUP LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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