Unclaimed Profile

Todd Edward Phillips

WEALTH PRESERVATION ADVISORS, LLC·CHATTANOOGA, Tennessee

Series 3, Series 6, Series 7, Series 9, Series 10, Series 31, Series 66Clean record23 years registeredWEALTH PRESERVATION ADVISORS, LLC

832 GEORGIA AVENUE, CHATTANOOGA, TN 37402CRD# 3268999Firm CRD# 167518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Edward Phillips · CHATTANOOGA, TN

Registration

CRD #3268999 · WEALTH PRESERVATION ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTH PRESERVATION ADVISORS, LLC

WEALTH PRESERVATION ADVISORS, LLC

May 2013 – May 2022

CHATTANOOGA, TN

MORGAN STANLEY

Jun 2009 – May 2013

CHATTANOOGA, TN

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

CHATTANOOGA, TN

MORGAN STANLEY

Jan 2004 – Apr 2007

CHATTANOOGA, TN

MORGAN STANLEY

Dec 2002 – Apr 2003

CHATTANOOGA, TN

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · December 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH PRESERVATION ADVISORS, LLC

CRD 167518 · SEC 801-77997

AUM

$480M

Regulatory assets under management

Employees

1,009 client accounts

Services offered by WEALTH PRESERVATION ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH PRESERVATION ADVISORS, LLC →

Introduction

Speak with Todd

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Todd is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHATTANOOGA?

Browse all registered financial advisors in CHATTANOOGA, Tennessee or claim this profile if it's yours.

Browse CHATTANOOGA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Todd Edward Phillips offer?

Todd Edward Phillips specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Todd Edward Phillips's credentials?

Todd Edward Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Edward Phillips located?

Todd Edward Phillips is based in CHATTANOOGA, Tennessee, last registered with WEALTH PRESERVATION ADVISORS, LLC.

How does Todd Edward Phillips charge for services?

Todd Edward Phillips's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH PRESERVATION ADVISORS, LLC?

WEALTH PRESERVATION ADVISORS, LLC has approximately 3 employees and manages $480M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →