Unclaimed Profile

Gene Ray Rice

WEALTH PRESERVATION ADVISORS, LLC·CHATTANOOGA, Tennessee

SIE, Series 3, Series 7, Series 9, Series 10, Series 23, Series 31, Series 63, Series 65Clean record26 years registeredWEALTH PRESERVATION ADVISORS, LLC

715 MARKET STREET, CHATTANOOGA, TN 37402CRD# 2944080Firm CRD# 167518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene Ray Rice · CHATTANOOGA, TN

Registration

CRD #2944080 · WEALTH PRESERVATION ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

WEALTH PRESERVATION ADVISORS, LLC

Mar 2014 – present

MORGAN STANLEY

Aug 2009 – Apr 2014

LOUISVILLE, KY

J.P.MORGAN SECURITIES INC.

Oct 2008 – Sep 2009

LOUISVILLE, KY

J. P. MORGAN SECURITIES INC.

Mar 2008 – Oct 2008

LOUISVILLE, KY

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Mar 2008

LOUISVILLE, KY

MORGAN STANLEY

Oct 2006 – Apr 2007

LOUISVILLE, KY

MORGAN STANLEY

Sep 1999 – May 2006

BEACHWOOD, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 23

Series 31

Series 63

Series 65

Registration record

First registered · September 23, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH PRESERVATION ADVISORS, LLC

CRD 167518 · SEC 801-77997

AUM

$480M

Regulatory assets under management

Employees

1,009 client accounts

Services offered by WEALTH PRESERVATION ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH PRESERVATION ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Gene Ray Rice offer?

Gene Ray Rice specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CHATTANOOGA, Tennessee for a consultation.

What are Gene Ray Rice's credentials?

Gene Ray Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene Ray Rice located?

Gene Ray Rice is based in CHATTANOOGA, Tennessee, working with WEALTH PRESERVATION ADVISORS, LLC. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.

How does Gene Ray Rice charge for services?

Gene Ray Rice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH PRESERVATION ADVISORS, LLC?

WEALTH PRESERVATION ADVISORS, LLC has approximately 3 employees and manages $480M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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