Unclaimed Profile

Jay William Brooks

BROOKS, MOORE & ASSOCIATES, INC.·CHATTANOOGA, Tennessee

Clean recordBROOKS, MOORE & ASSOCIATES, INC.

3905 SAINT ELMO AVENUE, CHATTANOOGA, TN 37409-1239CRD# 4343684Firm CRD# 105716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jay William Brooks · CHATTANOOGA, TN

Registration

CRD #4343684 · BROOKS, MOORE & ASSOCIATES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Jay William Brooks is a registered financial advisor based in CHATTANOOGA, Tennessee, affiliated with BROOKS, MOORE & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

BROOKS, MOORE & ASSOCIATES, INC.

AUM

$286M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BROOKS, MOORE & ASSOCIATES, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4343684

Firm CRD# 105716

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Jay William Brooks offer?

Jay William Brooks specializes in Investment Management, Wealth Management. Contact their office in CHATTANOOGA, Tennessee for a consultation.

What are Jay William Brooks's credentials?

Jay William Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jay William Brooks located?

Jay William Brooks is based in CHATTANOOGA, Tennessee, working with BROOKS, MOORE & ASSOCIATES, INC.. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.

How does Jay William Brooks charge for services?

Jay William Brooks's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROOKS, MOORE & ASSOCIATES, INC.?

BROOKS, MOORE & ASSOCIATES, INC. has approximately 6 employees and manages $286M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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