Unclaimed Profile

Pleshetta Juanita Loftin

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC·BRENTWOOD, Tennessee

SIE, Series 6, Series 7, Series 24, Series 26, Series 53, Series 63, Series 65, Series 66Clean record18 years registeredCOMPASS EFFICIENT MODEL PORTFOLIOS, LLC

213 OVERLOOK CIRCLE, BRENTWOOD, TN 37027CRD# 2449085Firm CRD# 125568

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pleshetta Juanita Loftin · BRENTWOOD, TN

Registration

CRD #2449085 · COMPASS EFFICIENT MODEL PORTFOLIOS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

PLANROCK WEALTH STRATEGIES, LLC

Apr 2026 – present

PLANROCK WEALTH STRATEGIES, LLC

Apr 2025 – Dec 2025

FRANKLIN, TN

ALLSTATE FINANCIAL ADVISORS, LLC

Dec 2016 – Aug 2017

Nashville, TN

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Jan 2013 – May 2015

BRENTWOOD, TN

BBVA WEALTH SOLUTIONS INC.

Nov 2007 – Dec 2011

HOUSTON, TX

FSC SECURITIES CORPORATION

Oct 2007 – Nov 2007

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · October 15, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

CRD 125568 · SEC 801-61868

AUM

$1.6B

Regulatory assets under management

Employees

388 client accounts

Services offered by COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at COMPASS EFFICIENT MODEL PORTFOLIOS, LLC →

Introduction

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Frequently Asked Questions

What services does Pleshetta Juanita Loftin offer?

Pleshetta Juanita Loftin specializes in Investment Management, Wealth Management. Contact their office in BRENTWOOD, Tennessee for a consultation.

What are Pleshetta Juanita Loftin's credentials?

Pleshetta Juanita Loftin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pleshetta Juanita Loftin located?

Pleshetta Juanita Loftin is based in BRENTWOOD, Tennessee, working with COMPASS EFFICIENT MODEL PORTFOLIOS, LLC. Their office serves clients in the BRENTWOOD metropolitan area and surrounding communities.

How does Pleshetta Juanita Loftin charge for services?

Pleshetta Juanita Loftin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS EFFICIENT MODEL PORTFOLIOS, LLC?

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC has approximately 18 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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