Unclaimed Profile

Paul Donald Graffy

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC·BRENTWOOD, Tennessee

SIE, Series 7, Series 26, Series 51, Series 63, Series 65Clean record20 years registeredCOMPASS EFFICIENT MODEL PORTFOLIOS, LLC

213 OVERLOOK CIRCLE, BRENTWOOD, TN 37027CRD# 1245500Firm CRD# 125568

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Donald Graffy · BRENTWOOD, TN

Registration

CRD #1245500 · COMPASS EFFICIENT MODEL PORTFOLIOS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

INNOVATION PARTNERS LLC

Jul 2021 – present

IP FINANCIAL ADVISORY SERVICES LLC

Jul 2021 – present

ADVISORY RESEARCH INC

May 2016 – Dec 2019

CHICAGO, IL

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Mar 2015 – May 2015

BRENTWOOD, TN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nov 2013 – Jan 2014

WILMINGTON, IL

JOHN HANCOCK ADVISERS, LLC

Aug 2005 – Dec 2010

BOSTON, MA

MANULIFE ASSET MANAGEMENT (US) LLC

Aug 2005 – Dec 2011

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 26

Series 51

Series 63

Series 65

Registration record

First registered · August 17, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

CRD 125568 · SEC 801-61868

AUM

$1.6B

Regulatory assets under management

Employees

388 client accounts

Services offered by COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at COMPASS EFFICIENT MODEL PORTFOLIOS, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Donald Graffy offer?

Paul Donald Graffy specializes in Investment Management, Wealth Management. Contact their office in BRENTWOOD, Tennessee for a consultation.

What are Paul Donald Graffy's credentials?

Paul Donald Graffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Donald Graffy located?

Paul Donald Graffy is based in BRENTWOOD, Tennessee, working with COMPASS EFFICIENT MODEL PORTFOLIOS, LLC. Their office serves clients in the BRENTWOOD metropolitan area and surrounding communities.

How does Paul Donald Graffy charge for services?

Paul Donald Graffy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS EFFICIENT MODEL PORTFOLIOS, LLC?

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC has approximately 18 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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