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James Golladay Baker

TRANQUILITY PARTNERS, LLC·BRENTWOOD, Tennessee
Series 7, Series 24, Series 63, Series 65Clean record10 years registeredTRANQUILITY PARTNERS, LLC
5214 MARYLAND WAY, BRENTWOOD, TN 37027CRD# 2850941Firm CRD# 283478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Golladay Baker · BRENTWOOD, TN
Registration
CRD #2850941 · TRANQUILITY PARTNERS, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

TRANQUILITY PARTNERS, LLC
May 2016 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 18, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TRANQUILITY PARTNERS, LLC
CRD 283478 · SEC 801-113232
AUM
$558M
Regulatory assets under management
Employees
7
738 client accounts
Services offered by TRANQUILITY PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TRANQUILITY PARTNERS, LLC →
Introduction

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05

Frequently Asked Questions

What services does James Golladay Baker offer?
James Golladay Baker specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BRENTWOOD, Tennessee for a consultation.
What are James Golladay Baker's credentials?
James Golladay Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Golladay Baker located?
James Golladay Baker is based in BRENTWOOD, Tennessee, working with TRANQUILITY PARTNERS, LLC. Their office serves clients in the BRENTWOOD metropolitan area and surrounding communities.
How does James Golladay Baker charge for services?
James Golladay Baker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRANQUILITY PARTNERS, LLC?
TRANQUILITY PARTNERS, LLC has approximately 7 employees and manages $558M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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John Kerstan Crawford
BRENTWOOD, TN

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