Unclaimed Profile

David Joe Moore

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC·BRENTWOOD, Tennessee

SIE, Series 6, Series 6TO, Series 7, Series 22, Series 22TO, Series 24, Series 53, Series 63, Series 65CFPClean record22 years registeredCOMPASS EFFICIENT MODEL PORTFOLIOS, LLC

213 OVERLOOK CIRCLE, BRENTWOOD, TN 37027CRD# 1002935Firm CRD# 125568

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joe Moore · BRENTWOOD, TN

Registration

CRD #1002935 · COMPASS EFFICIENT MODEL PORTFOLIOS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

PLANROCK WEALTH STRATEGIES, LLC

Apr 2026 – present

PLANROCK WEALTH STRATEGIES, LLC

Mar 2021 – Dec 2025

Beechgrove, TN

COMPASS ADVISORY PARTNERS LLC

May 2020 – Mar 2021

BEECHGROVE, TN

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Mar 2007 – May 2015

BRENTWOOD, TN

FSC SECURITIES CORPORATION

Mar 2004 – Apr 2009

BRENTWOOD, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 22

Series 22TO

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · March 15, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

CRD 125568 · SEC 801-61868

AUM

$1.6B

Regulatory assets under management

Employees

388 client accounts

Services offered by COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at COMPASS EFFICIENT MODEL PORTFOLIOS, LLC →

Introduction

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Frequently Asked Questions

What services does David Joe Moore offer?

David Joe Moore specializes in Investment Management, Wealth Management. Contact their office in BRENTWOOD, Tennessee for a consultation.

What are David Joe Moore's credentials?

David Joe Moore holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Joe Moore located?

David Joe Moore is based in BRENTWOOD, Tennessee, working with COMPASS EFFICIENT MODEL PORTFOLIOS, LLC. Their office serves clients in the BRENTWOOD metropolitan area and surrounding communities.

How does David Joe Moore charge for services?

David Joe Moore's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS EFFICIENT MODEL PORTFOLIOS, LLC?

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC has approximately 18 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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