Unclaimed Profile

Jack Clark Jr Herndon

THOROUGHBRED FINANCIAL SERVICES, LLC·BRENTWOOD, Tennessee

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 6322 years registeredTHOROUGHBRED FINANCIAL SERVICES, LLC

5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027-7508CRD# 1286530Firm CRD# 47893

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jack Clark Jr Herndon · BRENTWOOD, TN

Registration

CRD #1286530 · THOROUGHBRED FINANCIAL SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

THOROUGHBRED FINANCIAL SERVICES, LLC

Jan 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Registration record

First registered · January 6, 2004

Years registered · 22

Disclosure History

2000Regulatory·Final

1996Customer Dispute·Settled

11 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THOROUGHBRED FINANCIAL SERVICES, LLC

CRD 47893 · SEC 801-56741

AUM

$2.9B

Regulatory assets under management

Employees

6,330 client accounts

Services offered by THOROUGHBRED FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THOROUGHBRED FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Jack Clark Jr Herndon offer?

Jack Clark Jr Herndon specializes in Financial Planning, Investment Management. Contact their office in BRENTWOOD, Tennessee for a consultation.

What are Jack Clark Jr Herndon's credentials?

Jack Clark Jr Herndon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jack Clark Jr Herndon located?

Jack Clark Jr Herndon is based in BRENTWOOD, Tennessee, working with THOROUGHBRED FINANCIAL SERVICES, LLC. Their office serves clients in the BRENTWOOD metropolitan area and surrounding communities.

How does Jack Clark Jr Herndon charge for services?

Jack Clark Jr Herndon's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOROUGHBRED FINANCIAL SERVICES, LLC?

THOROUGHBRED FINANCIAL SERVICES, LLC has approximately 34 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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