Unclaimed Profile

Daniel James Kelly

THOROUGHBRED FINANCIAL SERVICES, LLC·BRENTWOOD, Tennessee

SIE, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOClean record22 years registeredTHOROUGHBRED FINANCIAL SERVICES, LLC

5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027-7508CRD# 2378762Firm CRD# 47893

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel James Kelly · BRENTWOOD, TN

Registration

CRD #2378762 · THOROUGHBRED FINANCIAL SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

THOROUGHBRED FINANCIAL SERVICES, LLC

Jan 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · January 7, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOROUGHBRED FINANCIAL SERVICES, LLC

CRD 47893 · SEC 801-56741

AUM

$2.9B

Regulatory assets under management

Employees

6,330 client accounts

Services offered by THOROUGHBRED FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THOROUGHBRED FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel James Kelly offer?

Daniel James Kelly specializes in Financial Planning, Investment Management. Contact their office in BRENTWOOD, Tennessee for a consultation.

What are Daniel James Kelly's credentials?

Daniel James Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel James Kelly located?

Daniel James Kelly is based in BRENTWOOD, Tennessee, working with THOROUGHBRED FINANCIAL SERVICES, LLC. Their office serves clients in the BRENTWOOD metropolitan area and surrounding communities.

How does Daniel James Kelly charge for services?

Daniel James Kelly's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOROUGHBRED FINANCIAL SERVICES, LLC?

THOROUGHBRED FINANCIAL SERVICES, LLC has approximately 34 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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