Unclaimed Profile

Barry Gene Steele

THOROUGHBRED FINANCIAL SERVICES, LLC·BRENTWOOD, Tennessee

SIE, Series 6, Series 7, Series 22, Series 63, Series 65Clean record22 years registeredTHOROUGHBRED FINANCIAL SERVICES, LLC

5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027-7508CRD# 1000525Firm CRD# 47893

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barry Gene Steele · BRENTWOOD, TN

Registration

CRD #1000525 · THOROUGHBRED FINANCIAL SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THOROUGHBRED FINANCIAL SERVICES, LLC

THOROUGHBRED FINANCIAL SERVICES, LLC

Jan 2004 – Dec 2025

BRENTWOOD, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · January 5, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOROUGHBRED FINANCIAL SERVICES, LLC

CRD 47893 · SEC 801-56741

AUM

$2.9B

Regulatory assets under management

Employees

6,330 client accounts

Services offered by THOROUGHBRED FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THOROUGHBRED FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Barry Gene Steele offer?

Barry Gene Steele specializes in Financial Planning, Investment Management.

What are Barry Gene Steele's credentials?

Barry Gene Steele is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barry Gene Steele located?

Barry Gene Steele is based in BRENTWOOD, Tennessee, last registered with THOROUGHBRED FINANCIAL SERVICES, LLC.

How does Barry Gene Steele charge for services?

Barry Gene Steele's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOROUGHBRED FINANCIAL SERVICES, LLC?

THOROUGHBRED FINANCIAL SERVICES, LLC has approximately 34 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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