Unclaimed Profile

Raymond Alexander Mccoy

LPL FINANCIAL LLC·FORT MILL, South Carolina

SIE, Series 3, Series 4, Series 7, Series 14, Series 24, Series 27, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record19 years registeredLPL FINANCIAL LLC

1055 LPL WAY, FORT MILL, SC 29715CRD# 4577286Firm CRD# 6413

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond Alexander Mccoy · FORT MILL, SC

Registration

CRD #4577286 · LPL FINANCIAL LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LPL FINANCIAL LLC

LPL FINANCIAL LLC

Feb 2020 – Jul 2025

FORT MILL, SC

ADVICE AND PLANNING SERVICES

Mar 2011 – Jan 2020

CHARLOTTE, NC

SECURITIES AMERICA ADVISORS, INC.

Aug 2009 – Jan 2011

DENVER, CO

TOWNSEND RETIREMENT SPECIALISTS

Mar 2009 – May 2009

WESTMINSTER, CO

SECURITIES AMERICA ADVISORS, INC.

Aug 2007 – Dec 2008

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 14

Series 24

Series 27

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · August 2, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LPL FINANCIAL LLC

CRD 6413 · SEC 801-10970

AUM

$463.5B

Regulatory assets under management

Employees

35,841

1,910,545 client accounts

Services offered by LPL FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LPL FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Raymond Alexander Mccoy offer?

Raymond Alexander Mccoy specializes in Financial Planning, Investment Management, Wealth Management.

What are Raymond Alexander Mccoy's credentials?

Raymond Alexander Mccoy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raymond Alexander Mccoy located?

Raymond Alexander Mccoy is based in FORT MILL, South Carolina, last registered with LPL FINANCIAL LLC.

How does Raymond Alexander Mccoy charge for services?

Raymond Alexander Mccoy's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LPL FINANCIAL LLC?

LPL FINANCIAL LLC has approximately 35841 employees and manages $463.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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