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Mark Lawrence Seffinger

LPL FINANCIAL LLC·FORT MILL, South Carolina
SIE, Series 7, Series 14, Series 24, Series 99TOClean recordLPL FINANCIAL LLC
1055 LPL WAY, FORT MILL, SC 29715CRD# 2294049Firm CRD# 6413

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Lawrence Seffinger · FORT MILL, SC
Registration
CRD #2294049 · LPL FINANCIAL LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970
AUM
$463.5B
Regulatory assets under management
Employees
35,841
1,910,545 client accounts
Services offered by LPL FINANCIAL LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at LPL FINANCIAL LLC →
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Frequently Asked Questions

What services does Mark Lawrence Seffinger offer?
Mark Lawrence Seffinger specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.
What are Mark Lawrence Seffinger's credentials?
Mark Lawrence Seffinger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Lawrence Seffinger located?
Mark Lawrence Seffinger is based in FORT MILL, South Carolina, working with LPL FINANCIAL LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.
How does Mark Lawrence Seffinger charge for services?
Mark Lawrence Seffinger's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LPL FINANCIAL LLC?
LPL FINANCIAL LLC has approximately 35841 employees and manages $463.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LPL FINANCIAL LLC

Judith Kohoskie Ricketts
FORT MILL, SC
Mark Robert Helliker
BOSTON, MA
Paul Middlemiss
BOSTON, MA
Tracy Ellen Calder
BOSTON, MA
Brent Blain Simonich
FORT MILL, SC
James Mchale
FORT MILL, SC

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Carolina
GREENVILLE (88)CHARLESTON (52)COLUMBIA (48)MOUNT PLEASANT (22)MT. PLEASANT (14)GREENWOOD (9)ROCK HILL (9)SPARTANBURG (8)SENECA (8)BLUFFTON (7)
City Guides
GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideMOUNT PLEASANT GuideMT. PLEASANT Guide
Research
Advisor Fees in South CarolinaNational Fee Analysis
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